Name: Bragar Wexler Eagel & Squire, P.C.
Peer Review Rated
Diversity Profile
Profile: The firm is a full service commercial law firm which specializes in litigation, including partnership and corporate disputes and securities, internet related, trademark, copyright .
Firm Size: 7
Practice Areas: Securities Law, Business Litigation, Copyright and Unfair Competition, Trademark, Real Estate Law and Internet Law, Bankruptcy.
Location: New York (New York Co.)
Securities regulation in the United States: Is the field of U.S. law that covers various aspects of transactions and other dealings with securities. The term is usually understood to include both federal- and state-level regulation by purely governmental regulatory agencies, but sometimes may also encompass listing requirements of exchanges like the New York Stock Exchange and rules of self-regulatory organizations like the Financial Industry Regulatory Authority (FINRA). On the Federal level, the primary securities regulator is the Securities and Exchange Commission (SEC). However, Futures and some aspects of derivatives are regulated by the Federal Commodity Futures Trading Commission (CFTC).